Kenneth Nelson Wiseman
Investment adviser representative at Capital Markets Iq, LLC
21 yearsExperience
3 statesRegistered in
$571.4MFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
21 years in the industry.
- Intercarolina Financial Services, Inc.Jan 2026 to now
- Capital Markets Iq, LLCJul 2005 to now
- Trinity Capital Offshore Investors, SpcMar 2005 to now
- Intercarolina Financial Services, Inc.Jul 2021 to Dec 2025
- Birchwood Securities CorporationJun 2017 to Apr 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 65 · Uniform Investment Adviser Law2005
State registrations
Registered as an investment adviser representative in 3 states (LA, NY, TX).
Capital Markets Iq, LLC
$571.4MAssets managed
884Clients
19Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1621758
- Firm CRD
- 134921