David Michael Harris
Investment adviser representative at Corient
16 yearsExperience
1 stateRegistered in
$165.3BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Market timing
- Seminars and workshops
Experience
16 years in the industry.
- CorientJan 2024 to now
- Corient Services LLCJan 2024 to now
- UnemployedSep 2023 to Dec 2023
- U.S. Capital Wealth Advisors, LLCJun 2021 to Sep 2023
- Usca Asset Management LLCApr 2015 to Sep 2023
- Usca Securities LLCDec 2010 to Sep 2023
- Usca Ria LLCDec 2010 to Jun 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1986
- Series 65 · Uniform Investment Adviser Law1994
State registrations
Registered as an investment adviser representative in 1 state (TX).
Corient
Legal name: Corient Private Wealth LP
$165.3BAssets managed
26,586Clients
669Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1458891
- Firm CRD
- 319448