James Michael Walker
Investment adviser representative at Sunbelt Securities
36 yearsExperience
1 stateRegistered in
$2.6BFirm assets
16 yearsFirm in business
Are you James Michael Walker? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
36 years in the industry.
- Sunbelt Securities, Inc.Oct 2020 to now
- Awm Services LLC (bd)Feb 2014 to Nov 2020
- Ascendant Advisors (ria)/(pension Management)Aug 1990 to Jan 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 1 state (TX).
Sunbelt Securities
Legal name: Sunbelt Securities, Inc.
$2.6BAssets managed
6,241Clients
63Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1456393
- Firm CRD
- 42180