Skip to content

John Charles Ferguson

Investment adviser representative at Raymond James & Associates, Inc.
17 yearsExperience
3 statesRegistered in
$501BFirm assets
51 yearsFirm in business

Are you John Charles Ferguson? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

17 years in the industry.

  1. Raymond James and Associates, Inc.Mar 2022 to now
  2. Wells Fargo Advisors LLCMay 2009 to Nov 2016
  3. Wells Fargo Clearing Services, LLCMar 2009 to Mar 2022

Exams passed

  • Series 63 · Uniform Securities Agent State Law1986
  • Series 65 · Uniform Investment Adviser Law2000

State registrations

Registered as an investment adviser representative in 3 states (PA, SC, TX).

Raymond James & Associates, Inc.

$501BAssets managed
531,617Clients
5,571Advisers
51 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
1451570
Firm CRD
705
Advisor's SEC record (opens in a new tab)
CallContact this firm