Patricia Ann Ellerby
Investment adviser representative at Advice and Planning Services
10 yearsExperience
4 statesRegistered in
$37.9BFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- TIAA-CREF Individual & Institutional Services, LLCOct 2023 to now
- TIAAOct 2023 to now
- First Interstate BankJul 2022 to Oct 2023
- LPL Financial CorporationJul 2022 to Oct 2023
- Great Western Investments and InsuranceJun 2017 to Jul 2022
- Raymond James Financial Services Advisors Inc.Jun 2017 to Jul 2022
- Raymond James Financial Services, IncJun 2017 to Jul 2022
- Cetera Investment Advisers LLCApr 2016 to Jun 2017
- Cetera Investment Services LLCApr 2016 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law1999
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 4 states (AL, CO, TX, VT).
Advice and Planning Services
Legal name: TIAA-CREF Individual & Institutional Services, LLC
$37.9BAssets managed
72,503Clients
1,707Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1447752
- Firm CRD
- 20472