Frederick Morton Woolley
Investment adviser representative at LPL Financial LLC
41 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
41 years in the industry.
- LPL Financial LLCJun 2025 to now
- Western International Securities, Inc.Aug 2017 to Jun 2025
- Financial West GroupDec 1999 to Aug 2017
- Manufacturers Life Insurance CompanyNov 1985 to Jun 2025
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1986
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1444168
- Firm CRD
- 6413