John Pocceschi
Investment adviser representative at Stifel Capital Management, LLC
16 yearsExperience
1 stateRegistered in
$4.2BFirm assets
2 yearsFirm in business
Are you John Pocceschi? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
16 years in the industry.
- Stifel Capital Management, LLCFeb 2026 to now
- Spring Mountain Capital, LPNov 2020 to Feb 2026
- Oppenheimer & Co., Inc.Dec 2019 to Nov 2020
- Bank of America, N.A.Jun 2018 to Dec 2018
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2018 to Dec 2019
- UBS Financial Services, Inc.Jun 2010 to Mar 2018
- Vending GourmetJan 2010 to Dec 2016
Exams passed
- Series 65 · Uniform Investment Adviser Law2005
- Series 63 · Uniform Securities Agent State Law2018
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Stifel Capital Management, LLC
$4.2BAssets managed
549Clients
5Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1442521
- Firm CRD
- 328365