Stephen Vincent Dolan
Investment adviser representative at Osaic Institutions, Inc.
14 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$6.5BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Osaic Institutions, Inc.Jul 2024 to now
- Apple BankJul 2024 to now
- Osaic Istitutions, Inc.Jul 2024 to now
- CitigroupApr 2019 to Jul 2024
- Wunderlich Securities, Inc.Jun 2017 to Apr 2019
- UnemployedMay 2017 to May 2017
- J.P. Morgan Securities LLCOct 2012 to Apr 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 1 state (NY).
Osaic Institutions, Inc.
$6.5BAssets managed
16,312Clients
537Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1439884
- Firm CRD
- 35371