James Robert Caldwell
Investment adviser representative at Stratos Wealth Partners, Ltd
10 yearsExperience
3 statesRegistered in
$18.6BFirm assets
16 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Stratos Wealth Partners, Ltd.Sep 2024 to now
- Cetera Advisors Networks LLCFeb 2017 to Aug 2019
- Carson Wealth ManagementJan 2017 to Sep 2024
- Cwm, LLCJan 2017 to Jul 2024
- PNC InvestmentsMar 2016 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1986
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 3 states (FL, OH, TX).
Stratos Wealth Partners, Ltd
$18.6BAssets managed
25,391Clients
379Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1437627
- Firm CRD
- 153184