Rosalie Schlaen
Investment adviser representative at Pinnacle Investments, LLC
8 yearsExperience
4 statesRegistered in
CFP® certificationDesignation
$1.3BFirm assets
Are you Rosalie Schlaen? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
8 years in the industry.
- Pinnacle Investments, LLCNov 2019 to now
- Raymond James & Associates, Inc.Sep 2019 to Oct 2019
- Morgan Stanley Private Bank, National AssociationJan 2015 to Sep 2019
- Morgan Stanley Smith BarneyFeb 2011 to Sep 2019
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1986
- Series 65 · Uniform Investment Adviser Law1995
State registrations
Registered as an investment adviser representative in 4 states (FL, MA, NY, SC).
Pinnacle Investments, LLC
$1.3BAssets managed
3,143Clients
56Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1436894
- Firm CRD
- 142910