Dorothy Pratt Mannix
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
37 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- PKS InvestmentsFeb 2024 to now
- Gratus Wealth Advisors LLCDec 2023 to now
- Cavalier Wealth PartnersNov 2021 to now
- Newedge Advisors, LLC.Nov 2021 to Dec 2023
- Newedge Securities, Inc.Nov 2021 to Dec 2023
- Truist Advisory Services, Inc.Mar 2021 to Nov 2021
- Truist Investment Services, Inc.Feb 2021 to Nov 2021
- Bb&t Securities, LLCJan 2013 to Feb 2021
- Scott & Stringfellow, Inc.Jan 2008 to Feb 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1989
- Series 65 · Uniform Investment Adviser Law2003
State registrations
Registered as an investment adviser representative in 2 states (FL, VA).
Gratus Wealth Advisors LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 1236184
- 328641