SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Zuckerman Capital Management, LLC
Los Angeles, CA
CRD 148549
Firm filing updated April 23, 2026 ·
- $123.5MAssets
- 136Clients
- 2Advisory staff
- 386Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals63
- High net worth individuals52
- Corporations or other businesses12
- Pension and profit sharing plans9
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 63 | $14.0 million |
| High net worth individuals | 52 | $101.2 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 9 | $5.4 million |
| Corporations or other businesses not listed above | 12 | $2.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$123.5 million
- Accounts386
- Discretionary$106.4 million · 377 accounts
- Non-discretionary$17.0 million · 9 accounts
People
- Employees2
- Advisory staff2
- Broker-dealer reps0
- Licensed insurance agents1
- Planning clients101 to 250
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 148549, SEC file 801-135560.
- Registered with the SEC as an investment advisor (status date on record: March 18, 2026).
Is Zuckerman Capital Management, LLC a fiduciary?
Short answer: Zuckerman Capital Management, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
1 staff member is a licensed insurance agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.