SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Zest
Miami, FL
Zest Capital LLC, CRD 316889
Firm filing updated March 30, 2026 ·
- $90.6MAssets
- 8Clients
- 1Advisory staff
- 8Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Individuals4
- High net worth individuals2
- Pooled vehicles2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 4 | $2.8 million |
| High net worth individuals | 2 | $6.8 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $81.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$90.6 million
- Accounts8
- Discretionary$81.0 million · 2 accounts
- Non-discretionary$9.6 million · 6 accounts
People
- Employees3
- Advisory staff1
- Broker-dealer reps1
- Licensed insurance agents0
- Planning clients0
Registration details
- Legal name: Zest Capital LLC SEC-registered investment advisor. CRD 316889, SEC file 801-122725.
- Registered with the SEC as an investment advisor (status date on record: November 19, 2021).
Is Zest a fiduciary?
Short answer: Zest is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 1 staff member is a broker-dealer representative. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.