SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Zacks Intelligence LLC
Chicago, IL
CRD 333798
Firm filing updated May 29, 2026 ·
- $2Assets
- 3Advisory staff
- 1Account
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Subscription fees (for a newsletter or periodical)Yes
- OtherYes
- Hourly chargesNo
- Fixed feesNo
- CommissionsNo
- Performance-based feesNo
Who the firm serves
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | Fewer than 5 clients | $2 |
| High net worth individuals | Fewer than 5 clients | $0 |
| Banking or thrift institutions | Fewer than 5 clients | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $0 |
| Charitable organizations | Fewer than 5 clients | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 clients | $0 |
| Other investment advisors | Fewer than 5 clients | $0 |
| Insurance companies | Fewer than 5 clients | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $0 |
| Corporations or other businesses not listed above | Fewer than 5 clients | $0 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other: "PROVISION OF INVESTMENT RECOMMENDATIONS, INVESTMENT GUIDANCE, AND FINANCIAL/MARKET RELATED INFORMATION"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other: "PROVISION OF INVESTMENT RECOMMENDATIONS, INVESTMENT GUIDANCE, AND FINANCIAL/MARKET RELATED INFORMATION"
People
- Employees10
- Advisory staff3
- Broker-dealer reps1
- Licensed insurance agents0
- Planning clients0
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 333798, SEC file 801-131598.
- Registered with the SEC as an investment advisor (status date on record: December 10, 2024).
Is Zacks Intelligence LLC a fiduciary?
Short answer: Zacks Intelligence LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 1 staff member is a broker-dealer representative and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.