SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Yosemite Capital Management
Newport Beach, CA
Yosemite Capital Management, LLC, CRD 124298
Firm filing updated March 31, 2026 ·
- $369MAssets
- 283Clients
- 5Advisory staff
- 814Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals182
- High net worth individuals84
- Pension and profit sharing plans17
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 182 | $66.9 million |
| High net worth individuals | 84 | $271.9 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 17 | $30.1 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 5 services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$369.0 million
- Accounts814
- Discretionary$353.9 million · 773 accounts
- Non-discretionary$15.1 million · 41 accounts
People
- Employees8
- Advisory staff5
- Broker-dealer reps0
- Licensed insurance agents3
- Planning clients1 to 10
Advisors
5 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Yosemite Capital Management, LLC SEC-registered investment advisor. CRD 124298, SEC file 801-62374.
- Registered with the SEC as an investment advisor (status date on record: September 26, 2003).
Is Yosemite Capital Management a fiduciary?
Short answer: Yosemite Capital Management is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
3 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.