SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
XP Advisory US, Inc.
Miami, FL
CRD 173779
Firm filing updated April 20, 2026 ·
- $792.3MAssets
- 258Clients
- 27Advisory staff
- 258Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- OtherYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
Who the firm serves
- Corporations or other businesses165
- High net worth individuals82
- Pooled vehicles11
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 82 | $97.1 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 11 | $448.6 million |
| Corporations or other businesses not listed above | 165 | $246.6 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisors (including private fund managers)
See all 4 services
- Other: "CONSOLIDATION/REPORTING SERVICES"
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisors (including private fund managers)
- Other: "CONSOLIDATION/REPORTING SERVICES"
Assets and accounts
- Regulatory assets$792.3 million
- Accounts258
- Discretionary$721.3 million · 212 accounts
- Non-discretionary$71.0 million · 46 accounts
People
- Employees34
- Advisory staff27
- Broker-dealer reps28
- Licensed insurance agents0
Advisors
10 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 173779, SEC file 801-114590.
- Registered with the SEC as an investment advisor (status date on record: January 30, 2019).
Is XP Advisory US, Inc. a fiduciary?
Short answer: XP Advisory US, Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 28 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.