SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Worth Asset Management
Dallas, TX
Worth Asset Management, LLC, CRD 166970
Firm filing updated July 27, 2026 ·
- $288.2MAssets
- 8Advisory staff
- 333Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals247
- High net worth individuals82
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 247 | $184.9 million |
| High net worth individuals | 82 | $103.2 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $64,230 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
See all 4 services
- Other: "PORTFOLIO MANAGEMENT FOR 401K"
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Other: "PORTFOLIO MANAGEMENT FOR 401K"
Assets and accounts
- Regulatory assets$288.2 million
- Accounts333
- Discretionary$288.1 million · 329 accounts
- Non-discretionary$64,230 · 4 accounts
People
- Employees12
- Advisory staff8
- Broker-dealer reps1
- Licensed insurance agents9
Advisors
6 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Worth Asset Management, LLC SEC-registered investment advisor. CRD 166970, SEC file 801-122206.
- Registered with the SEC as an investment advisor (status date on record: July 1, 2021).
Is Worth Asset Management a fiduciary?
Short answer: Worth Asset Management is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 1 staff member is a broker-dealer representative. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
9 staff are licensed insurance agents and the firm is itself an insurance broker or agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.