SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Whittier Advisors, LLC
Newport Beach, CA
CRD 318024
Firm filing updated July 9, 2026 ·
- $1.9BAssets
- 6Advisory staff
- 30Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals23
- Investment companies3
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 23 | $71.2 million |
| Investment companies | 3 | $1.5 billion |
| Charitable organizations | Fewer than 5 clients | $8.4 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $325.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Selection of other advisors (including private fund managers)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$1.9 billion
- Accounts30
- DiscretionaryAll accounts
People
- Employees7
- Advisory staff6
- Broker-dealer reps3
- Licensed insurance agents0
Advisors
5 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 318024, SEC file 801-126237.
- Registered with the SEC as an investment advisor (status date on record: July 28, 2022).
Is Whittier Advisors, LLC a fiduciary?
Short answer: Whittier Advisors, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 3 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.