SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Westwood Wealth Management
Dallas, TX
Westwood Advisors, L.L.C, CRD 132162
Firm filing updated April 2, 2026 ·
- $749.5MAssets
- 452Clients
- 14Advisory staff
- 467Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- CommissionsYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- OtherNo
Who the firm serves
- Individuals181
- Corporations or other businesses166
- High net worth individuals45
- Pension and profit sharing plans40
- Pooled vehicles14
- and 1 more6
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 181 | $55.3 million |
| High net worth individuals | 45 | $98.3 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 14 | $516.4 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 40 | $5.6 million |
| Charitable organizations | 6 | $5.8 million |
| Corporations or other businesses not listed above | 166 | $68.1 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 6 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$749.5 million
- Accounts467
- Discretionary$739.6 million · 445 accounts
- Non-discretionary$9.9 million · 22 accounts
People
- Employees62
- Advisory staff14
- Broker-dealer reps7
- Licensed insurance agents0
- Planning clients26 to 50
Advisors
4 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Westwood Advisors, L.L.C SEC-registered investment advisor. CRD 132162, SEC file 801-63410.
- Registered with the SEC as an investment advisor (status date on record: July 1, 2004).
Is Westwood Wealth Management a fiduciary?
Short answer: Westwood Wealth Management is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 7 staff are broker-dealer representatives, the firm is itself a registered representative of a broker-dealer and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.