SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Westwood Management Corp
Dallas, TX
CRD 110269
Firm filing updated March 31, 2026 ·
- $12.5BAssets
- 68Advisory staff
- 249Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Individuals146
- Investment companies24
- High net worth individuals19
- State or municipal government entities (including government pension plans)18
- Pooled vehicles16
- and 3 more24
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 146 | $195.7 million |
| High net worth individuals | 19 | $81.7 million |
| Banking or thrift institutions | Fewer than 5 clients | $0 |
| Investment companies | 24 | $5.8 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 16 | $1.5 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 10 | $1.1 billion |
| Charitable organizations | 7 | $248.1 million |
| State or municipal government entities (including government pension plans) | 18 | $2.7 billion |
| Other investment advisors | Fewer than 5 clients | $0 |
| Insurance companies | Fewer than 5 clients | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $474.7 million |
| Corporations or other businesses not listed above | 7 | $307.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 5 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "MODEL PORTFOLIO ADVICE AND LICENSING"
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "MODEL PORTFOLIO ADVICE AND LICENSING"
Assets and accounts
- Regulatory assets$12.5 billion
- Accounts249
- DiscretionaryAll accounts
People
- Employees95
- Advisory staff68
- Broker-dealer reps27
- Licensed insurance agents0
Advisors
11 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 110269, SEC file 801-18727.
- Registered with the SEC as an investment advisor (status date on record: April 11, 1983).
Is Westwood Management Corp a fiduciary?
Short answer: Westwood Management Corp is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 27 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.