SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Welcy Capital Advisors LLC
Miami, FL
CRD 154782
Firm filing updated March 30, 2026 ·
- $225.7MAssets
- 4Advisory staff
- 21Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- OtherYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
Who the firm serves
- Individuals10
- Corporations or other businesses5
- Pooled vehicles2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 10 | $3.0 million |
| High net worth individuals | Fewer than 5 clients | $3.2 million |
| Banking or thrift institutions | Fewer than 5 clients | $18.3 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $187.5 million |
| Corporations or other businesses not listed above | 5 | $13.7 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$225.7 million
- Accounts21
- Discretionary$211.7 million · 14 accounts
- Non-discretionary$14.0 million · 7 accounts
People
- Employees10
- Advisory staff4
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 154782, SEC file 801-130588.
- Registered with the SEC as an investment advisor (status date on record: June 28, 2024).
Is Welcy Capital Advisors LLC a fiduciary?
Short answer: Welcy Capital Advisors LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.