SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Weatherbie Capital, LLC
Boston, MA
CRD 105991
Firm filing updated June 18, 2026 ·
- $1.3BAssets
- 7Advisory staff
- 80Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Individuals62
- Pooled vehicles5
- Investment companies4
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 62 | $16.0 million |
| High net worth individuals | Fewer than 5 clients | $9.3 million |
| Investment companies | 4 | $505.9 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $194.9 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $171.0 million |
| Charitable organizations | Fewer than 5 clients | $139.2 million |
| State or municipal government entities (including government pension plans) | Fewer than 5 clients | $268.0 million |
| Insurance companies | Fewer than 5 clients | $38.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 4 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$1.3 billion
- Accounts80
- DiscretionaryAll accounts
People
- Employees7
- Advisory staff7
- Broker-dealer reps1
- Licensed insurance agents0
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 105991, SEC file 801-50672.
- Registered with the SEC as an investment advisor (status date on record: November 27, 1995).
Is Weatherbie Capital, LLC a fiduciary?
Short answer: Weatherbie Capital, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 1 staff member is a broker-dealer representative and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.