SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Wealth Advisors of Tampa Bay
Tampa, FL
Wealth Advisors of Tampa Bay LLC, CRD 162724
Firm filing updated March 6, 2026 ·
- $456.8MAssets
- 3Advisory staff
- 401Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals126
- High net worth individuals99
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 126 | $31.4 million |
| High net worth individuals | 99 | $412.7 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $7.5 million |
| Charitable organizations | Fewer than 5 clients | $2.2 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $2.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$456.8 million
- Accounts401
- DiscretionaryAll accounts
People
- Employees8
- Advisory staff3
- Broker-dealer reps6
- Licensed insurance agents5
- Planning clients1 to 10
Registration details
- Legal name: Wealth Advisors of Tampa Bay LLC SEC-registered investment advisor. CRD 162724, SEC file 801-74575.
- Registered with the SEC as an investment advisor (status date on record: April 9, 2012).
Is Wealth Advisors of Tampa Bay a fiduciary?
Short answer: Wealth Advisors of Tampa Bay is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 6 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
5 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.