SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Walser Wealth Management Company, A Limited Liability Company
Tampa, FL
CRD 206518
Firm filing updated September 17, 2026 ·
- $339.2MAssets
- 677Clients
- 14Advisory staff
- 4,648Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals590
- High net worth individuals87
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 590 | $183.3 million |
| High net worth individuals | 87 | $155.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$339.2 million
- Accounts4,648
- DiscretionaryAll accounts
People
- Employees26
- Advisory staff14
- Broker-dealer reps0
- Licensed insurance agents19
- Planning clients500
Advisors
10 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 206518, SEC file 801-127246.
- Registered with the SEC as an investment advisor (status date on record: January 20, 2023).
Is Walser Wealth Management Company, A Limited Liability Company a fiduciary?
Short answer: Walser Wealth Management Company, A Limited Liability Company is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
19 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.