SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Victory Financial
Austin, TX
Victory Financial Group LLC, CRD 324943
Firm filing updated July 9, 2026 ·
- $1.3BAssets
- 3,003Clients
- 47Advisory staff
- 6,805Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals2,577
- High net worth individuals360
- Charities39
- Corporations or other businesses27
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 2,577 | $581.3 million |
| High net worth individuals | 360 | $738.0 million |
| Charitable organizations | 39 | $4.4 million |
| Corporations or other businesses not listed above | 27 | $13.8 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$1.3 billion
- Accounts6,805
- DiscretionaryAll accounts
People
- Employees47
- Advisory staff47
- Broker-dealer reps18
- Licensed insurance agents32
- Planning clients0
Advisors
30 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Victory Financial Group LLC SEC-registered investment advisor. CRD 324943, SEC file 801-127385.
- Registered with the SEC as an investment advisor (status date on record: February 24, 2023).
Is Victory Financial a fiduciary?
Short answer: Victory Financial is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 18 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
32 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.