SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Viaquest Advisors LLC
Houston, TX
CRD 333842
Firm filing updated March 24, 2026 ·
- $174.4MAssets
- 292Clients
- 3Advisory staff
- 559Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals234
- High net worth individuals58
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 234 | $67.9 million |
| High net worth individuals | 58 | $106.6 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Assets and accounts
- Regulatory assets$174.4 million
- Accounts559
- Discretionary$169.5 million · 542 accounts
- Non-discretionary$5.0 million · 17 accounts
People
- Employees5
- Advisory staff3
- Broker-dealer reps0
- Licensed insurance agents2
- Planning clients51 to 100
Registration details
- SEC-registered investment advisor. CRD 333842, SEC file 801-131568.
- Registered with the SEC as an investment advisor (status date on record: December 2, 2024).
Is Viaquest Advisors LLC a fiduciary?
Short answer: Viaquest Advisors LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
2 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.