SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Vertis Wealth, LLC
Chicago, IL
CRD 307270
Firm filing updated March 30, 2026 ·
- $140.7MAssets
- 835Clients
- 6Advisory staff
- 2,160Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- OtherYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- Individuals813
- High net worth individuals20
- Charities2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 813 | $103.4 million |
| High net worth individuals | 20 | $36.9 million |
| Charitable organizations | 2 | $351,428 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$140.7 million
- Accounts2,160
- DiscretionaryAll accounts
People
- Employees17
- Advisory staff6
- Broker-dealer reps0
- Licensed insurance agents12
- Planning clients500
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 307270, SEC file 801-132579.
- Registered with the SEC as an investment advisor (status date on record: April 28, 2025).
Is Vertis Wealth, LLC a fiduciary?
Short answer: Vertis Wealth, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
12 staff are licensed insurance agents and the firm is itself an insurance broker or agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.