SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Vanguard Capital
Denver, CO
Vanguard Capital Wealth Advisors, LLC, CRD 285052
Firm filing updated September 1, 2026 ·
- $190.4MAssets
- 199Clients
- 0Advisory staff
- 414Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals147
- High net worth individuals52
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 147 | $46.5 million |
| High net worth individuals | 52 | $143.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for individuals and/or small businesses
Assets and accounts
- Regulatory assets$190.4 million
- Accounts414
- DiscretionaryAll accounts
People
- Employees5
- Advisory staff0
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Vanguard Capital Wealth Advisors, LLC SEC-registered investment advisor. CRD 285052, SEC file 801-108419.
- Registered with the SEC as an investment advisor (status date on record: October 27, 2016).
Is Vanguard Capital a fiduciary?
Short answer: Vanguard Capital is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.