SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
United Advisor Group
Cincinnati, OH
United Advisor Group, LLC, CRD 324205
Firm filing updated April 20, 2026 ·
- $1.4BAssets
- 6,600Clients
- 51Advisory staff
- 6,600Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals5,013
- High net worth individuals1,382
- Corporations or other businesses158
- Pension and profit sharing plans29
- Charities18
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 5,013 | $681.6 million |
| High net worth individuals | 1,382 | $689.8 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 29 | $13.6 million |
| Charitable organizations | 18 | $10.1 million |
| Corporations or other businesses not listed above | 158 | $31.4 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 5 services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$1.4 billion
- Accounts6,600
- Discretionary$1.3 billion · 6,399 accounts
- Non-discretionary$115.0 million · 201 accounts
People
- Employees69
- Advisory staff51
- Broker-dealer reps12
- Licensed insurance agents42
- Planning clients26 to 50
Advisors
35 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: United Advisor Group, LLC SEC-registered investment advisor. CRD 324205, SEC file 801-127090.
- Registered with the SEC as an investment advisor (status date on record: January 5, 2023).
Is United Advisor Group a fiduciary?
Short answer: United Advisor Group is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 12 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
42 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.