SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Unique Wealth, LLC
Tampa, FL
CRD 312462
Firm filing updated August 6, 2026 ·
- $965.6MAssets
- 846Clients
- 12Advisory staff
- 846Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals531
- High net worth individuals276
- Pension and profit sharing plans27
- Corporations or other businesses12
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 531 | $292.4 million |
| High net worth individuals | 276 | $625.6 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 27 | $29.5 million |
| Corporations or other businesses not listed above | 12 | $18.2 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Financial planning services
- Portfolio management for individuals and/or small businesses
Assets and accounts
- Regulatory assets$965.6 million
- Accounts846
- DiscretionaryAll accounts
People
- Employees15
- Advisory staff12
- Broker-dealer reps0
- Licensed insurance agents11
- Planning clients0
Advisors
9 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 312462, SEC file 801-120294.
- Registered with the SEC as an investment advisor (status date on record: February 12, 2021).
Is Unique Wealth, LLC a fiduciary?
Short answer: Unique Wealth, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
11 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.