SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Unifimoney RIA
Austin, TX
Unifimoney RIA Qozb, LLC, CRD 328842
Firm filing updated April 22, 2026 ·
- $314KAssets
- 460Clients
- 1Advisory staff
- 463Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals460
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 460 | $314,000 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for individuals and/or small businesses
Assets and accounts
- Regulatory assets$314,000
- Accounts463
- Discretionary$112,000 · 167 accounts
- Non-discretionary$202,000 · 296 accounts
People
- Employees5
- Advisory staff1
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- Legal name: Unifimoney RIA Qozb, LLC SEC-registered investment advisor. CRD 328842, SEC file 801-129081.
- Registered with the SEC as an investment advisor (status date on record: November 20, 2023).
Is Unifimoney RIA a fiduciary?
Short answer: Unifimoney RIA is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.