SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Triumph Capital Management
Denver, CO
CRD 282814
Firm filing updated March 6, 2026 ·
- $645.6MAssets
- 17Advisory staff
- 3,653Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals1,815
- High net worth individuals378
- Pension and profit sharing plans27
- Corporations or other businesses19
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 1,815 | $223.4 million |
| High net worth individuals | 378 | $393.6 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 27 | $22.6 million |
| Charitable organizations | Fewer than 5 clients | $2.3 million |
| Corporations or other businesses not listed above | 19 | $3.7 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
See all 4 services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$645.6 million
- Accounts3,653
- DiscretionaryAll accounts
People
- Employees18
- Advisory staff17
- Broker-dealer reps0
- Licensed insurance agents12
- Planning clients1 to 10
Advisors
10 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 282814, SEC file 801-107312.
- Registered with the SEC as an investment advisor (status date on record: February 18, 2016).
Is Triumph Capital Management a fiduciary?
Short answer: Triumph Capital Management is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
12 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.