SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Towle & Co
Denver, CO
CRD 110862
Firm filing updated July 16, 2026 ·
- $473.7MAssets
- 4Advisory staff
- 31Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals17
- Charities7
- Pooled vehicles3
- Investment companies2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 17 | $51.4 million |
| Investment companies | 2 | $168.7 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $152.6 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $4.4 million |
| Charitable organizations | 7 | $73.2 million |
| State or municipal government entities (including government pension plans) | Fewer than 5 clients | $23.5 million |
| Other: "MODEL DELIVERY PROGRAM" | 1 | $0 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 4 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$473.7 million
- Accounts31
- DiscretionaryAll accounts
People
- Employees9
- Advisory staff4
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients0
Advisors
5 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 110862, SEC file 801-16622.
- Registered with the SEC as an investment advisor (status date on record: December 10, 1981).
Is Towle & Co a fiduciary?
Short answer: Towle & Co is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.