SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
The Bollard Group LLC
Boston, MA
CRD 155317
Firm filing updated July 15, 2026 ·
- $6.7BAssets
- 24Clients
- 12Advisory staff
- 490Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Performance-based feesYes
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals14
- Pooled vehicles10
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 14 | $5.3 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 10 | $1.4 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 5 services
- Selection of other advisors (including private fund managers)
- Other: "ADVISING ON PRIVATE EQUITY AND SPECIAL SITUATION INVESTMENTS"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisors (including private fund managers)
- Other: "ADVISING ON PRIVATE EQUITY AND SPECIAL SITUATION INVESTMENTS"
Assets and accounts
- Regulatory assets$6.7 billion
- Accounts490
- Discretionary$6.5 billion · 457 accounts
- Non-discretionary$232.8 million · 33 accounts
People
- Employees29
- Advisory staff12
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients11 to 25
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 155317, SEC file 801-72749.
- Registered with the SEC as an investment advisor (status date on record: October 14, 2011).
Is The Bollard Group LLC a fiduciary?
Short answer: The Bollard Group LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.