SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Texas Capital Bank Private Wealth Advisors
Dallas, TX
Texas Capital Bank Wealth Management Services, Inc., CRD 298422
Firm filing updated June 16, 2026 ·
- $4.2BAssets
- 735Clients
- 39Advisory staff
- 2,251Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals501
- Corporations or other businesses128
- Charities58
- Banks47
- Investment companies1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 501 | $2.2 billion |
| Banking or thrift institutions | 47 | $418.0 million |
| Investment companies | 1 | $239.9 million |
| Charitable organizations | 58 | $232.8 million |
| Corporations or other businesses not listed above | 128 | $1.1 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
See all 6 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$4.2 billion
- Accounts2,251
- Discretionary$3.4 billion · 1,710 accounts
- Non-discretionary$830.4 million · 541 accounts
People
- Employees64
- Advisory staff39
- Broker-dealer reps39
- Licensed insurance agents11
- Planning clients101 to 250
Advisors
25 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Texas Capital Bank Wealth Management Services, Inc. SEC-registered investment advisor. CRD 298422, SEC file 801-114364.
- Registered with the SEC as an investment advisor (status date on record: November 29, 2018).
Is Texas Capital Bank Private Wealth Advisors a fiduciary?
Short answer: Texas Capital Bank Private Wealth Advisors is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 39 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
11 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.