SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Tanglewood Legacy Advisors, LLC
Houston, TX
CRD 127289
Firm filing updated March 27, 2026 ·
- $809MAssets
- 4Advisory staff
- 563Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals121
- Individuals41
- Corporations or other businesses10
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 41 | $10.1 million |
| High net worth individuals | 121 | $730.2 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $29.5 million |
| Charitable organizations | Fewer than 5 clients | $11.1 million |
| Corporations or other businesses not listed above | 10 | $28.1 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other: "CONSULTING ON HOURLY OR PROJECT BASIS"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other: "CONSULTING ON HOURLY OR PROJECT BASIS"
Assets and accounts
- Regulatory assets$809.0 million
- Accounts563
- Discretionary$779.5 million · 560 accounts
- Non-discretionary$29.5 million · 3 accounts
People
- Employees9
- Advisory staff4
- Broker-dealer reps0
- Licensed insurance agents2
- Planning clients101 to 250
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 127289, SEC file 801-107793.
- Registered with the SEC as an investment advisor (status date on record: May 18, 2016).
Is Tanglewood Legacy Advisors, LLC a fiduciary?
Short answer: Tanglewood Legacy Advisors, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
2 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.