SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Syon Capital LLC
San Francisco, CA
CRD 322776
Firm filing updated July 27, 2026 ·
- $4.4BAssets
- 72Clients
- 5Advisory staff
- 1,089Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Performance-based feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals64
- Pooled vehicles6
- Charities2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 64 | $4.3 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $51.6 million |
| Charitable organizations | 2 | $43.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Selection of other advisors (including private fund managers)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$4.4 billion
- Accounts1,089
- Discretionary$2.3 billion · 519 accounts
- Non-discretionary$2.1 billion · 570 accounts
People
- Employees17
- Advisory staff5
- Broker-dealer reps0
- Licensed insurance agents2
- Planning clients1 to 10
Advisors
8 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 322776, SEC file 801-126386.
- Registered with the SEC as an investment advisor (status date on record: August 12, 2022).
Is Syon Capital LLC a fiduciary?
Short answer: Syon Capital LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
2 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.