SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Studio Investment Management
Chicago, IL
Studio Investment Management, LLC, CRD 158489
Firm filing updated March 24, 2026 ·
- $903MAssets
- 4Advisory staff
- 961Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals180
- Individuals149
- State or municipal government entities (including government pension plans)19
- Charities5
- Corporations or other businesses1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 149 | $54.8 million |
| High net worth individuals | 180 | $648.7 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $4.3 million |
| Charitable organizations | 5 | $18.4 million |
| State or municipal government entities (including government pension plans) | 19 | $176.1 million |
| Corporations or other businesses not listed above | 1 | $651,006 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Financial planning services
- Portfolio management for individuals and/or small businesses
Assets and accounts
- Regulatory assets$903.0 million
- Accounts961
- DiscretionaryAll accounts
People
- Employees9
- Advisory staff4
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients251 to 500
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Studio Investment Management, LLC SEC-registered investment advisor. CRD 158489, SEC file 801-121558.
- Registered with the SEC as an investment advisor (status date on record: June 21, 2021).
Is Studio Investment Management a fiduciary?
Short answer: Studio Investment Management is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.