SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Stride Investments, LLC
Chicago, IL
CRD 167037
Firm filing updated March 24, 2026 ·
- $200.9MAssets
- 531Clients
- 4Advisory staff
- 1,522Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals448
- High net worth individuals76
- Corporations or other businesses7
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 448 | $108.2 million |
| High net worth individuals | 76 | $88.9 million |
| Corporations or other businesses not listed above | 7 | $3.8 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other: "SUB-ADVISORS"
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other: "SUB-ADVISORS"
Assets and accounts
- Regulatory assets$200.9 million
- Accounts1,522
- Discretionary$171.3 million · 1,115 accounts
- Non-discretionary$29.6 million · 407 accounts
People
- Employees8
- Advisory staff4
- Broker-dealer reps0
- Licensed insurance agents3
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 167037, SEC file 801-118363.
- Registered with the SEC as an investment advisor (status date on record: April 2, 2020).
Is Stride Investments, LLC a fiduciary?
Short answer: Stride Investments, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
3 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.