SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Strategic Global Advisors, LLC
Newport Beach, CA
CRD 286019
Firm filing updated March 30, 2026 ·
- $3BAssets
- 10Advisory staff
- 34Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- State or municipal government entities (including government pension plans)6
- Charities5
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | Fewer than 5 clients | $2.4 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $318.8 million |
| Charitable organizations | 5 | $250.4 million |
| State or municipal government entities (including government pension plans) | 6 | $1.5 billion |
| Other investment advisors | Fewer than 5 clients | $755.2 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $158.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "MODEL PORTFOLIOS FOR OTHER ADVISERS"
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "MODEL PORTFOLIOS FOR OTHER ADVISERS"
Assets and accounts
- Regulatory assets$3.0 billion
- Accounts34
- DiscretionaryAll accounts
People
- Employees19
- Advisory staff10
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 286019, SEC file 801-108843.
- Registered with the SEC as an investment advisor (status date on record: January 4, 2017).
Is Strategic Global Advisors, LLC a fiduciary?
Short answer: Strategic Global Advisors, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.