SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Stonebridge Capital Management Inc
Los Angeles, CA
CRD 106073
Firm filing updated April 2, 2026 ·
- $268.7MAssets
- 5Advisory staff
- 212Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals130
- High net worth individuals79
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 130 | $14.4 million |
| High net worth individuals | 79 | $243.9 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $7.9 million |
| Charitable organizations | Fewer than 5 clients | $2.4 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
See all 4 services
- Other: "CHARITABLE FOUNDATIONS & PARTNERSHIPS"
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other: "CHARITABLE FOUNDATIONS & PARTNERSHIPS"
Assets and accounts
- Regulatory assets$268.7 million
- Accounts212
- DiscretionaryAll accounts
People
- Employees5
- Advisory staff5
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 106073, SEC file 801-5363.
- Registered with the SEC as an investment advisor (status date on record: January 6, 1969).
Is Stonebridge Capital Management Inc a fiduciary?
Short answer: Stonebridge Capital Management Inc is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.