SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Stirling Financial Group
San Diego, CA
Leeds Capital Group, LLC, CRD 327004
Firm filing updated April 27, 2026 ·
- $179.7MAssets
- 2Advisory staff
- 475Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals190
- High net worth individuals98
- Pension and profit sharing plans9
- Corporations or other businesses6
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 190 | $41.1 million |
| High net worth individuals | 98 | $129.6 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 9 | $6.6 million |
| Charitable organizations | Fewer than 5 clients | $31,915 |
| Corporations or other businesses not listed above | 6 | $2.2 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Pension consulting services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
Assets and accounts
- Regulatory assets$179.7 million
- Accounts475
- DiscretionaryAll accounts
People
- Employees2
- Advisory staff2
- Broker-dealer reps2
- Licensed insurance agents2
- Planning clients251 to 500
Registration details
- Legal name: Leeds Capital Group, LLC SEC-registered investment advisor. CRD 327004, SEC file 801-129771.
- Registered with the SEC as an investment advisor (status date on record: July 19, 2024).
Is Stirling Financial Group a fiduciary?
Short answer: Stirling Financial Group is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 2 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
2 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.