SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Steelpeak Wealth, LLC
Los Angeles, CA
CRD 165168
Firm filing updated July 29, 2026 ·
- $4.1BAssets
- 2,428Clients
- 35Advisory staff
- 8,591Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Individuals1,420
- High net worth individuals858
- Pension and profit sharing plans121
- Corporations or other businesses25
- Pooled vehicles3
- and 1 more1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 1,420 | $455.2 million |
| High net worth individuals | 858 | $3.2 billion |
| Investment companies | 1 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $24.8 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 121 | $46.0 million |
| Corporations or other businesses not listed above | 25 | $392.2 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
See all 5 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$4.1 billion
- Accounts8,591
- Discretionary$4.1 billion · 8,463 accounts
- Non-discretionary$47.0 million · 128 accounts
People
- Employees84
- Advisory staff35
- Broker-dealer reps0
- Licensed insurance agents13
- Planning clients2,500
Advisors
24 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 165168, SEC file 801-77132.
- Registered with the SEC as an investment advisor (status date on record: September 10, 2012).
Is Steelpeak Wealth, LLC a fiduciary?
Short answer: Steelpeak Wealth, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
13 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.