SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Stavis Wealth Transfer Solutions
Houston, TX
Stavis Wealth Transfer Solutions, LLC, CRD 328185
Firm filing updated March 23, 2026 ·
- $148.1MAssets
- 3Advisory staff
- 39Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- OtherYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- High net worth individuals21
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 21 | $145.0 million |
| Other: "FIRM EMPLOYEES/RELATED PERSONS-ENTITIES" | Fewer than 5 clients | $3.1 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 5 services
- Selection of other advisors (including private fund managers)
- Other: "ESTATE PLANNING & ADVISORY SUPERVISION SERVICES"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Other: "ESTATE PLANNING & ADVISORY SUPERVISION SERVICES"
Assets and accounts
- Regulatory assets$148.1 million
- Accounts39
- Discretionary$83.2 million · 35 accounts
- Non-discretionary$64.9 million · 4 accounts
People
- Employees6
- Advisory staff3
- Broker-dealer reps1
- Licensed insurance agents1
- Planning clients1 to 10
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Stavis Wealth Transfer Solutions, LLC SEC-registered investment advisor. CRD 328185, SEC file 801-128853.
- Registered with the SEC as an investment advisor (status date on record: September 29, 2023).
Is Stavis Wealth Transfer Solutions a fiduciary?
Short answer: Stavis Wealth Transfer Solutions is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 1 staff member is a broker-dealer representative and the firm is itself a registered representative of a broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
1 staff member is a licensed insurance agent, the firm is itself an insurance broker or agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.