SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Stance Capital LLC
Boston, MA
CRD 284267
Firm filing updated April 9, 2026 ·
- $354.2MAssets
- 5Advisory staff
- 102Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals14
- Individuals11
- Pension and profit sharing plans9
- Other investment advisors6
- Investment companies2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 11 | $2.2 million |
| High net worth individuals | 14 | $15.6 million |
| Investment companies | 2 | $230.3 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 9 | $97.0 million |
| Charitable organizations | Fewer than 5 clients | $2.3 million |
| Other investment advisors | 6 | $6.8 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $1,129 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 6 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "RESEARCH"
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "RESEARCH"
Assets and accounts
- Regulatory assets$354.2 million
- Accounts102
- Discretionary$265.1 million · 91 accounts
- Non-discretionary$89.1 million · 11 accounts
People
- Employees5
- Advisory staff5
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients0
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 284267, SEC file 801-120103.
- Registered with the SEC as an investment advisor (status date on record: January 6, 2021).
Is Stance Capital LLC a fiduciary?
Short answer: Stance Capital LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.