SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Spinnaker Investment Group, LLC
Newport Beach, CA
CRD 283414
Firm filing updated June 2, 2026 ·
- $1.1BAssets
- 1,025Clients
- 8Advisory staff
- 2,337Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals643
- High net worth individuals259
- Pension and profit sharing plans107
- Corporations or other businesses11
- Charities3
- and 1 more2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 643 | $180.9 million |
| High net worth individuals | 259 | $752.7 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 107 | $90.9 million |
| Charitable organizations | 3 | $1.1 million |
| Insurance companies | 2 | $38.0 million |
| Corporations or other businesses not listed above | 11 | $9.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$1.1 billion
- Accounts2,337
- Discretionary$1.0 billion · 2,294 accounts
- Non-discretionary$66.0 million · 43 accounts
People
- Employees11
- Advisory staff8
- Broker-dealer reps0
- Licensed insurance agents8
- Planning clients26 to 50
Advisors
6 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 283414, SEC file 801-107671.
- Registered with the SEC as an investment advisor (status date on record: April 15, 2016).
Is Spinnaker Investment Group, LLC a fiduciary?
Short answer: Spinnaker Investment Group, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
8 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.