SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Sonen Capital LLC
San Francisco, CA
CRD 159461
Firm filing updated May 6, 2026 ·
- $1.1BAssets
- 40Clients
- 12Advisory staff
- 40Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals27
- Charities9
- Pooled vehicles4
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 27 | $432.9 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $164.9 million |
| Charitable organizations | 9 | $539.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Selection of other advisors (including private fund managers)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$1.1 billion
- Accounts40
- Discretionary$507.8 million · 37 accounts
- Non-discretionary$629.0 million · 3 accounts
People
- Employees19
- Advisory staff12
- Broker-dealer reps2
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 159461, SEC file 801-72926.
- Registered with the SEC as an investment advisor (status date on record: December 22, 2011).
Is Sonen Capital LLC a fiduciary?
Short answer: Sonen Capital LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 2 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.