SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Sims Investment Management LLC
Cincinnati, OH
CRD 169491
Firm filing updated August 13, 2026 ·
- $304.6MAssets
- 522Clients
- 6Advisory staff
- 1,686Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals450
- High net worth individuals67
- Pension and profit sharing plans5
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 450 | $111.4 million |
| High net worth individuals | 67 | $187.6 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $5.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 5 services
- Pension consulting services
- Publication of periodicals or newsletters
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
Assets and accounts
- Regulatory assets$304.6 million
- Accounts1,686
- Discretionary$299.1 million · 1,681 accounts
- Non-discretionary$5.5 million · 5 accounts
People
- Employees12
- Advisory staff6
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients251 to 500
Advisors
4 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 169491, SEC file 801-123034.
- Registered with the SEC as an investment advisor (status date on record: January 13, 2022).
Is Sims Investment Management LLC a fiduciary?
Short answer: Sims Investment Management LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.