SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Shapiro Capital Management LLC
Atlanta, GA
CRD 105581
Firm filing updated May 28, 2026 ·
- $2BAssets
- 393Clients
- 4Advisory staff
- 394Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals271
- Corporations or other businesses70
- Charities33
- Individuals9
- Pension and profit sharing plans5
- and 2 more5
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 9 | $2.9 million |
| High net worth individuals | 271 | $618.7 million |
| Investment companies | 1 | $92.0 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $131.6 million |
| Charitable organizations | 33 | $381.0 million |
| State or municipal government entities (including government pension plans) | 4 | $284.8 million |
| Corporations or other businesses not listed above | 70 | $456.4 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$2.0 billion
- Accounts394
- DiscretionaryAll accounts
People
- Employees10
- Advisory staff4
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 105581, SEC file 801-34275.
- Registered with the SEC as an investment advisor (status date on record: April 21, 1989).
Is Shapiro Capital Management LLC a fiduciary?
Short answer: Shapiro Capital Management LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.