SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Seia
Los Angeles, CA
Signature Estate & Investment Advisors LLC, CRD 108163
Firm filing updated September 14, 2026 ·
- $22.5BAssets
- 9,833Clients
- 128Advisory staff
- 9,833Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals4,920
- Individuals4,600
- Corporations or other businesses196
- Pension and profit sharing plans95
- Charities22
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 4,600 | $4.8 billion |
| High net worth individuals | 4,920 | $16.9 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 95 | $173.8 million |
| Charitable organizations | 22 | $100.0 million |
| Corporations or other businesses not listed above | 196 | $586.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 5 services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$22.5 billion
- Accounts9,833
- Discretionary$3.6 billion · 2,707 accounts
- Non-discretionary$19.0 billion · 7,126 accounts
People
- Employees241
- Advisory staff128
- Broker-dealer reps138
- Licensed insurance agents74
- Planning clients251 to 500
Advisors
78 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Signature Estate & Investment Advisors LLC SEC-registered investment advisor. CRD 108163, SEC file 801-56288.
- Registered with the SEC as an investment advisor (status date on record: February 23, 1999).
Is Seia a fiduciary?
Short answer: Seia is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 138 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
74 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.